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expertise: Regulatory

In the next episode of our regulatory podcast ReguLaw, Partner and Regulatory specialist, Andrew Pavlovic, and Associate, Liz Pearson are joined by Adam Sher of Fountain Court Chambers. Adam has a broad commercial practice, but has a particular interest in all aspects of legal professional privilege. Adam has been involved in a number of important decisions in this area […]

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APEB

 A recent decision of the Solicitors Disciplinary Tribunal to anonymise the identity of a respondent found to have committed sexual harassment has attracted considerable media attention. In this discussion, our Regulatory and Professional Discipline Partner, Andrew Pavlovic, and Partnership and Employment Partner and General Counsel, Beth Hale discuss the case, as well as their own experience of acting […]

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A recent case in the Solicitors Disciplinary Tribunal (“SDT”) has highlighted the difficulties that in-house solicitors face when considering their self-reporting obligations, and whether they are being adequately supported by their employers when having to make self-reporting decisions. In this news alert, Partner Andrew Pavlovic looks at the rules relating to self-reporting and sets out how in-house […]

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In this second video in a series focusing on two of the more difficult aspects of regulatory compliance to navigate in any practice that includes the introduction of firm clients to and from the US and the UK, Managing Partner Clare Murray and Regulatory Partner Nick Leale (a former GC and HOLP of the London office of […]

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In this first video in a series focusing on two of the more difficult aspects of regulatory compliance to navigate in any practice that includes the introduction of firm clients to and from the US and the UK, Managing Partner Clare Murray and Regulatory Partner Nick Leale (a former GC and HOLP of the London office of an […]

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In the next episode of our regulatory podcast ReguLaw, Partner and Regulatory specialist, Andrew Pavlovic, and Associate, Liz Pearson are joined by Michael Evans of Byfield. Byfield are market leaders in providing reputation counsel to law firms and individuals facing regulatory investigations and proceedings and Michael has significant experience in this area.  Andrew, Liz and Michael discuss how firms and […]

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In this alert, Partners Nick Leale and Corinne Staves discuss the impending 1 April deadline for firms to comply with audit registration requirements, including the risks, key milestones following a potential breach and the steps firms should take to ensure compliance. The weeks are ticking by towards the 1 April deadline for firms wishing to remain […]

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We are delighted to announce the expansion of our professional discipline and regulatory team, with the appointment of leading professional discipline and regulatory specialist Nick Leale as Partner, and the launch of our dedicated full-service Regulatory Unit. Nick joins Lead Partner Andrew Pavlovic, and partners Corinne Staves and Beth Hale, in further expanding our firm’s capabilities in providing […]

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Ahead of the festive shut down, we consider what’s on the horizon for 2025. As this is a detailed article, a mince pie is a recommended reading companion. 1. Axiom Ince – the LSB enforcement action against the SRA On 29 October 2024 the LSB announced it was commencing enforcement action against the SRA, over i) […]

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In this article, first published by Law360, Partners Andrew Pavlovic and Corinne Staves discuss the challenges law firms face in determining partner remuneration amid heightened regulatory scrutiny on workplace culture. Many law firms are now in the process of finalising their annual accounts ahead of the January 31 2025 deadline, meaning that tricky decisions around partner […]

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